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Mario Treto, Jr., Secretary

Bureau of Banks and Trust Companies - Staff

Katy Broglin

Case Manager, Bank and Thrift Supervision Springfield

Katy Broglin has been in the Insurance/Banking & Wealth Management industry since 1983.  She holds a FINRA Series 7, 63 & 24.  She was also a License Producer with the State of Illinois for Annuity, Insurance, Life & Health. 

Ms. Broglin has an extensive background in Compliance and Auditing as well as Banking, Investments and Trust Services.  She comes to us from Wells Fargo Advisors where she was recently the Assistant Regional Supervisor for Compliance Administration.

Ms. Broglin was born and raised in Springfield, where she resides with her husband Mike of 34 years.  She has two sons and two grandchildren.  She loves golf, camping and great beaches!

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Chicago Office
555 West Monroe Street, 5th Floor
Chicago, IL 60661

Springfield Office
320 West Washington Street, 3rd Floor
Springfield, IL 62786

Call Us: 1 (888) 473-4858

TTY/TDD Line: 1 (866) 325-4949

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